IMPORTANT CONSUMER INFORMATION
This site is for informational purposes only and is not intended to be a solicitation or offering of any security and:
- Representatives of a Registered Broker-Dealer (“BD) or Registered Investment Advisor (“IA) may only conduct business in a state if the representatives and the BD or IA they represent, (a) satisfy the qualification requirements of, and are approved to do business by, that state; or (b) are excluded or exempted from that state’s registration requirements.
- Representatives of a BD or IA are deemed to conduct business in a state to the extent that they would be providing individualized responses to investor inquiries that involve a) effecting, or attempting to effect, transactions in securities; or (b) rendering personalized investment advice for compensation.
- David Stanley offers securities through First Allied Securities, Inc. A Registered Broker/Dealer. Member FINRA/SIPC. Advisory services offered through First Allied Advisory Services, Inc. A Registered Investment Adviser. First Allied Securities, Inc. and First Allied Advisory Services, Inc. are not affiliated with The Bennington State Bank.
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