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NOT INSURED BY FDIC OR ANY FEDERAL AGENCY
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MAY LOSE VALUE
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NO BANK GUARANTEE
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IMPORTANT CONSUMER INFORMATION
This site is for informational purposes only and is not intended to be a solicitation or offering of any security and:
- Representatives of a Registered Broker-Dealer ("BD) or Registered Investment Advisor ("IA) may only conduct business in a state if the representatives and the BD or IA they represent, (a) satisfy the qualification requirements of, and are approved to do business by, that state; or (b) are excluded or exempted from that state's registration requirements.
- Representatives of a BD or IA are deemed to conduct business in a state to the extent that they would be providing individualized responses to investor inquiries that involve (a) effecting, or attempting to effect, transactions in securities; or (b) rendering personalized investment advice for compensation.
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We are registered to offer securities in the following states: KANSAS, ALABAMA, ARIZONA, CALIFORNIA, COLORADO, FLORIDA, ILLINOIS, INDIANA, IOWA, MASSACHUSETTS, MISSOURI, NEBRASKA, NEW JERSEY, NEW MEXICO, NEW YORK, OHIO, OKLAHOMA, OREGON, SOUTH DAKOTA, TEXAS, VIRGINIA, WASHINGTON.
SII INVESTMENTS, INC MEMBER NASD/SIPC